Regulatory Information

We work within a highly regulated industry, and are authorised and regulated by the Financial Conduct Authority. Ensuring compliance with our regulatory responsibilities is at the forefront of everything we do, and it determines the approach we take towards providing our services and protecting the assets we hold on behalf of our clients.

Capital Requirements Directive

The Capital Requirements Directive ensures consistency in the way in which certain financial firms trading within the European Union must monitor and report on their capital, liquidity, risk management processes and remuneration policies. Under these requirements, Murray Asset Management (MAM) is required to disclose certain key information and the attached disclosure document is prepared in accordance with the Capital Requirement Regulation (CRR) Part Eight Disclosure requirements.

Capital Requirements and Risk Management

Financial Ombudsman Service

The Financial Ombudsman Service was set up to help deal with complaints that consumers and financial businesses haven’t been able to resolve themselves. Further information regarding the scope of their service can be found in this document.

Arbitration of Unresolved Complaints

Regulatory News

Here you will find articles that may be of interest to you, such as warnings about scams, or information about forthcoming changes to regulations that directly impact consumers.

Regulatory News Archive